Filing Details
- Accession Number:
- 0001124173-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-10 17:28:53
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-11-10
- Accepted Time:
- 2010-11-10 17:28:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124173 | M James Gatling | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2010-11-08 | 107,800 | $41.34 | 259,460 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2010-11-08 | 62,500 | $41.34 | 321,960 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2010-11-08 | 170,300 | $51.36 | 151,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2010-11-08 | 107,800 | $0.00 | 107,800 | $41.34 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2010-11-08 | 62,500 | $0.00 | 62,500 | $41.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-11-13 | 2010-11-12 | No | 4 | M | Direct |
| 0 | 2001-12-31 | 2010-11-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 8,704 | Indirect | By 401(k) Plan |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan
- Price reflects weighted average sales price. Range of prices for transaction is $50.89 through $51.69. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
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