Filing Details

Accession Number:
0001181431-10-054836
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 17:07:42
Reporting Period:
2010-11-09
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 17:07:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273685 New York Mortgage Trust Inc NYMT Real Estate Investment Trusts (6798) 470934168
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226355 Harvest Capital Strategies Llc 600 Montgomery Street
Suite 2000
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-10 3,314 $6.35 308,400 No 4 P Indirect See Footnote 1
Common Stock Acquisiton 2010-11-09 9,000 $6.35 305,086 No 4 P Indirect See Footnote 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote 1
No 4 P Indirect See Footnote 1
Footnotes
  1. The Reporting Person has investment control over these securities pursuant to an Investment Management Agreement with JMP Securities LLC, the beneficial owner of such securities. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.