Filing Details

Accession Number:
0000054480-10-000121
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-10 17:04:45
Reporting Period:
2010-11-09
Filing Date:
2010-11-10
Accepted Time:
2010-11-10 17:04:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454127 E John Derry Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Sr. Vp - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-09 800 $45.18 15,109 No 4 S Direct
Common Stock Disposition 2010-11-09 2,300 $45.19 12,809 No 4 S Direct
Common Stock Disposition 2010-11-09 400 $45.20 12,409 No 4 S Direct
Common Stock Disposition 2010-11-09 200 $45.20 12,209 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $39.53 2013-03-28 2018-03-27 200 200 Direct
Common Stock LSAR $39.53 200 200 Direct
Common Stock Employee Stock Option (Right to Buy) $35.41 2013-03-01 2020-02-29 3,800 3,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-03-27 200 200 Direct
200 200 Direct
2020-02-29 3,800 3,800 Direct
Footnotes
  1. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  2. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.