Filing Details
- Accession Number:
- 0001181431-10-054537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 19:53:22
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 19:53:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1116776 | Gene Musselman | Boeing Avenue 53 1119 Pe Schiphol-Rijk Amsterdam P7 1070 BT | President & Coo--Upc Broadband | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Disposition | 2010-11-05 | 3,417 | $40.00 | 13,940 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-11-05 | 24,467 | $37.60 | 13,925 | No | 4 | S | Direct | |
| Series A Common Stock | Acquisiton | 2010-11-05 | 46,690 | $19.64 | 60,630 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-11-05 | 85,000 | $24.02 | 145,630 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-11-05 | 42,500 | $20.48 | 188,130 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-11-05 | 44,393 | $10.90 | 232,523 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-11-05 | 7,434 | $27.48 | 239,957 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-11-05 | 29,808 | $39.43 | 210,149 | No | 4 | F | Direct | |
| Series C Common Stock | Acquisiton | 2010-11-05 | 42,500 | $19.92 | 56,425 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-11-05 | 85,000 | $22.73 | 141,425 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-11-05 | 86,200 | $18.60 | 227,625 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-11-05 | 44,393 | $10.31 | 272,018 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-11-05 | 7,434 | $27.08 | 279,452 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2010-11-05 | 30,013 | $37.08 | 249,439 | No | 4 | F | Direct | |
| Series A Common Stock | Disposition | 2010-11-05 | 188,130 | $39.38 | 22,019 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-11-05 | 227,625 | $37.10 | 21,814 | No | 4 | S | Direct | |
| Series A Common Stock | Disposition | 2010-11-08 | 22,019 | $38.80 | 0 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-11-08 | 21,814 | $36.66 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
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| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock option (right to buy) | Disposition | 2010-11-05 | 46,690 | $0.00 | 46,690 | $19.64 |
| Series A Common | Stock option (right to buy) | Disposition | 2010-11-05 | 85,000 | $0.00 | 85,000 | $24.02 |
| Series A Common | Stock option (right to buy) | Disposition | 2010-11-05 | 42,500 | $0.00 | 42,500 | $20.48 |
| Series C Common | Stock option (right to buy) | Disposition | 2010-11-05 | 42,500 | $0.00 | 42,500 | $19.92 |
| Series C Common | Stock option (right to buy) | Disposition | 2010-11-05 | 85,000 | $0.00 | 85,000 | $22.73 |
| Series C Common | Stock option (right to buy) | Disposition | 2010-11-05 | 86,200 | $0.00 | 86,200 | $18.60 |
| Series A Common | Stock Appreciation Rights | Disposition | 2010-11-05 | 44,393 | $0.00 | 44,393 | $10.90 |
| Series A Common | Stock Appreciation Rights | Disposition | 2010-11-05 | 7,434 | $0.00 | 7,434 | $27.48 |
| Series C Common | Stock Appreciation Rights | Disposition | 2010-11-05 | 44,393 | $0.00 | 44,393 | $10.31 |
| Series C Common | Stock Appreciation Rights | Disposition | 2010-11-05 | 7,434 | $0.00 | 7,434 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-24 | No | 4 | M | Direct | |
| 0 | 2012-07-14 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2012-07-14 | No | 4 | M | Direct | |
| 0 | 2014-11-24 | No | 4 | M | Direct | |
| 0 | 2013-10-01 | No | 4 | M | Direct | |
| 52,038 | 2017-05-01 | No | 4 | M | Direct | |
| 0 | 2013-10-01 | No | 4 | M | Direct | |
| 52,038 | 2017-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 1,873 | Indirect | by 401(k) Plan |
| Series C Common Stock | 5,321 | Indirect | by 401(k) Plan |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $37.50 to $37.92. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $39.31 to $39.75. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $36.70 to $37.42. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $38.651 to $39.001. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $36.551 to $36.762. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.
- The SARs vest in four equal annual installments commencing October 1, 2005.
- The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
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