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Home > Insider Trading > Filing (0001140361-10-044596)

Filing Details

Accession Number:: 0001140361-10-044596
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-09 17:20:52
Reporting Period:: 2010-11-05

Filing Date:: 2010-11-09
Accepted Time:: 2010-11-09 17:20:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1063494	Kbw Inc.	KBW	Security Brokers, Dealers & Flotation Companies (6211)	134055775

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380489	Robert Giambrone	C/O Kbw, Inc. 787 Seventh Ave. New York NY 10019	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2010-11-05	146	$25.51	194,361	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2010-11-09	9,244	$25.21	185,117	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	D	Direct

Footnotes

Constitutes portion of shares which vested on November 9, 2010 that were withheld from reporting person in order to fund applicable withholding taxes. Total value of shares withheld equals estimated taxes due as a result of vesting event.