Filing Details

Accession Number:
0000054480-10-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-09 16:46:45
Reporting Period:
2010-11-08
Filing Date:
2010-11-09
Accepted Time:
2010-11-09 16:46:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224125 K Warren Erdman Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-08 13,200 $47.06 50,604 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 951 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $35.41 2013-03-01 2020-02-29 11,400 11,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-29 11,400 11,400 Direct
Footnotes
  1. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.01 to $47.08, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes 5.47 shares acquired under the KCS Employee Stock Ownership Plan since the date of the reporting person's last ownership report.