Filing Details

Accession Number:
0001104659-10-057272
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-09 16:12:32
Reporting Period:
2010-11-05
Filing Date:
2010-11-09
Accepted Time:
2010-11-09 16:12:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479209 Chad R. Sweden Van C/O Oaktree Capital Management, L.p.
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-05 26,500,000 $7.66 24,638,149 No 4 S Indirect By GT Solar Holdings, LLC
Common Stock Disposition 2010-11-08 7,000,000 $8.60 17,638,149 No 4 S Indirect By GT Solar Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GT Solar Holdings, LLC
No 4 S Indirect By GT Solar Holdings, LLC
Footnotes
  1. Represents 26.5 million shares repurchased by GT Solar International, Inc. from GT Solar Holdings, LLC, pursuant to a stock repurchase agreement dated November 5, 2010.
  2. OCM/GFI Power Opportunities Fund II, L.P. ("Main Fund") and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. GFI Power Opportunities Fund II GP (Cayman) Ltd. (the "Cayman Fund GP") is a general partner of the Cayman Fund. GFI Power Opportunities Fund II GP, LLC (the "Main Fund GP") is a general partner of the Main Fund and the sole shareholder of the Cayman Fund GP. By virtue of his interest in the Main Fund GP, Mr. Van Sweden may be deemed to have indirect beneficial ownership of shares beneficially owned by the Main Fund GP. Mr. Van Sweden expressly disclaims beneficial ownership of any shares held by the OCM/GFI Funds, the Cayman Fund GP, the Main Fund GP or GT Solar Holdings, LLC, except to the extent of his pecuniary interest therein.