Filing Details
- Accession Number:
- 0000009984-10-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-09 15:55:44
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-09
- Accepted Time:
- 2010-11-09 15:55:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196426 | W John Alden | Barnes Group Inc. 123 Main Street Bristol CT 06011-0489 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 10,000 | $11.50 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 5,000 | $11.55 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 15,000 | $19.31 | 28,657 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-11-05 | 10,000 | $0.00 | 10,000 | $11.50 |
| Common Stock | Employee Stk Option-Right to Buy | Disposition | 2010-11-05 | 5,000 | $0.00 | 5,000 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-05 | No | 4 | M | Direct | |
| 0 | 2011-12-12 | No | 4 | M | Direct |
Footnotes
- Includes a balance of 2947 Restricted Stock Units granted 2/10/09, and 4913 granted 2/08/10 that are subject to forfeiture if certain events occur.
- This option fully vested on 2/5/2005
- 1 for 1.
- This option fully vested on 12/12/2004
Billionaire Hedge Funds
