Filing Details
- Accession Number:
- 0001209191-10-053822
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 21:11:03
- Reporting Period:
- 2010-11-04
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 21:11:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240434 | Brian J Ferguson | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660-5075 | Exec Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-04 | 75,913 | $53.51 | 159,130 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 75,913 | $79.95 | 83,217 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-04 | 39,545 | $46.98 | 122,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-04 | 39,545 | $80.14 | 83,217 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-04 | 75,913 | $0.00 | 75,913 | $53.51 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-04 | 39,545 | $0.00 | 39,545 | $46.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,087 | 2008-11-01 | 2015-10-31 | No | 4 | M | Direct |
| 0 | 2007-11-02 | 2014-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8,749 | Indirect | By 401(k) |
| Common Stock | 580 | Indirect | By ESOP |
| Common Stock | 50,598 | Indirect | By Trusts |
| Common Stock | 32,241 | Indirect | By LLC |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $79.19 to $80.72.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $79.60 to $80.68.
- Shares owned by trusts jointly controlled by the reporting person and family members and of which the reporting person and family members are beneficiaries.
- Shares owned by a limited liability company jointly owned by the reporting person and family members and controlled by the reporting person.
Billionaire Hedge Funds
