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Filing Details

Accession Number:: 0001140361-10-044298
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-08 18:17:51
Reporting Period:: 2010-11-05

Filing Date:: 2010-11-08
Accepted Time:: 2010-11-08 18:17:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1409375	Orion Energy Systems Inc.	OESX	Electric Lighting & Wiring Equipment (3640)	391847269

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1420983	R Neal Verfuerth	2210 Woodland Drive Manitowoc WI 54220	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-11-05	26,380	$3.43	746,946	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2010-11-08	23,620	$3.41	723,326	No	4	S	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,807,861	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (right to buy)	$2.20	2016-12-20	204,546	204,546	Direct
Common Stock	Stock Options (right to buy)	$4.49	2011-07-27	180,958	180,958	Direct
Common Stock	Stock Options (right to buy)	$5.35	2018-08-08	108,911	108,911	Direct
Common Stock	Stock Options (right to buy)	$3.78	2019-05-19	35,276	35,276	Direct
Common Stock	Stock Options (right to buy)	$3.46	2020-05-18	34,207	34,207	Direct
Common Stock	Stock Options (right to buy)	$2.20	2016-12-20	20,000	20,000	Indirect
Common Stock	Stock Options (right to buy)	$4.49	2011-07-27	125,974	125,974	Indirect
Common Stock	Stock Options (right to buy)	$5.35	2018-08-08	1,650	1,650	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-12-20	204,546	204,546	Direct
2011-07-27	180,958	180,958	Direct
2018-08-08	108,911	108,911	Direct
2019-05-19	35,276	35,276	Direct
2020-05-18	34,207	34,207	Direct
2016-12-20	20,000	20,000	Indirect
2011-07-27	125,974	125,974	Indirect
2018-08-08	1,650	1,650	Indirect

Footnotes

All shares were sold by Mrs. Verfuerth, and not by Mr. Verfuerth.
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.40 to $3.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $3.36 to $3.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.