Filing Details
- Accession Number:
- 0000054480-10-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-08 17:50:36
- Reporting Period:
- 2010-11-05
- Filing Date:
- 2010-11-08
- Accepted Time:
- 2010-11-08 17:50:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224153 | J Paul Weyandt | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Sr. Vice President & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-05 | 10,000 | $12.55 | 37,741 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-05 | 3,600 | $46.31 | 34,141 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-05 | 5,900 | $46.31 | 28,241 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-05 | 300 | $46.32 | 27,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-05 | 200 | $46.32 | 27,741 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-05 | 10,000 | $0.00 | 15,000 | $12.55 |
| Common Stock | LSAR | Disposition | 2010-11-05 | 10,000 | $0.00 | 15,000 | $12.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2008-01-16 | 2013-01-15 | No | 4 | M | Direct |
| 5,000 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $35.41 | 2013-03-01 | 2020-02-29 | 3,800 | 3,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-29 | 3,800 | 3,800 | Direct |
Footnotes
- Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
- Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days.
- Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
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