Filing Details

Accession Number:
0001242287-10-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 16:41:40
Reporting Period:
2010-11-05
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 16:41:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
356213 Pinnacle Entertainment Inc. PNK Services-Miscellaneous Amusement & Recreation (7990) 953667491
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242287 H Stephen Capp C/o Pinnacle Entertainment, Inc.
8918 Spanish Ridge Avenue
Las Vegas NV 89148
Exec. Vice Pres. & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-05 14,200 $6.05 56,700 No 4 M Direct
Common Stock Disposition 2010-11-05 14,200 $14.28 42,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-11-05 14,200 $0.00 14,200 $6.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,737 2013-01-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,311 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2010.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.32, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4.
  3. The stock options vested in five equal annual installments on January 11, 2004, January 11, 2005, January 11, 2006, January 11, 2007 and January 11, 2008.