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Filing Details

Accession Number:
0001181431-10-054023
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-11-08 16:13:18
Reporting Period:
2010-08-25
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 16:13:18
Original Submission Date:
2010-08-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273685 New York Mortgage Trust Inc NYMT Real Estate Investment Trusts (6798) 470934168
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226355 Harvest Capital Strategies Llc 600 Montgomery Street
Suite 2000
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-25 10,952 $6.34 65,636 No 4 P Indirect See Footnote 1
Common Stock Disposition 2010-08-25 10,952 $6.43 0 No 4 S Indirect By Harvest Mortgage Opportunity Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote 1
No 4 S Indirect By Harvest Mortgage Opportunity Partners, L.P.
Footnotes
  1. The Reporting Person has investment control over these securities pursuant to an Investment Management Agreement with JMP Securities LLC, the beneficial owner of such securities. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
  2. The Reporting Person has investment control over these securities as investment advisor to this entity, but disclaims beneficial ownership of these securities and this report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
  3. Harvest Mortgage Opportunity Partners, L.P. acquired 21,903 shares of common stock in the open market and subsequently, on May 27, 2008 the Issuer effected a one-for-two reverse stock split of its common stock.