Filing Details

Accession Number:
0001269373-10-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-08 15:58:38
Reporting Period:
2010-11-04
Filing Date:
2010-11-08
Accepted Time:
2010-11-08 15:58:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083318 Interactive Intelligence Inc ININ Services-Prepackaged Software (7372) 351933097
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269373 R Stephen Head 7601 Interactive Way
Indianapolis IN 46278
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-04 6,250 $4.20 36,200 No 4 M Direct
Common Stock Disposition 2010-11-04 6,250 $26.76 29,950 No 4 S Direct
Common Stock Acquisiton 2010-11-05 3,750 $5.17 33,700 No 4 M Direct
Common Stock Disposition 2010-11-05 3,750 $27.42 29,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-11-04 6,250 $0.00 6,250 $4.20
Common Stock Stock Option (right to buy) Disposition 2010-11-05 3,750 $0.00 3,750 $5.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-17 No 4 M Direct
1,250 2012-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 550 Indirect By Daughter
Footnotes
  1. Represents the sale of 6,250 shares in nine separate transactions, ranging in price from $26.55 to $27.32 per share, resulting in a weighted average sale price per share of $26.764413. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  2. Represents the sale of 3,750 shares in six separate transactions, ranging in price from $27.37 to $27.50 per share, resulting in a weighted average sale price per share of $27.421550. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
  3. 1,563 shares vested on each of 2/17/2006 and 2/17/2007 and 1,562 shares vested on each of 2/17/2008 and 2/17/2009.
  4. 5,000 shares vested on 1/27/2007.