Filing Details
- Accession Number:
- 0001181431-10-053887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-05 20:18:18
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-05
- Accepted Time:
- 2010-11-05 20:18:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296360 | Benjamin Roland Cortes | 1875 Charleston Rd. Mountain View CA 94043 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-03 | 530 | $11.70 | 40,668 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-03 | 796 | $9.92 | 41,464 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-03 | 7,288 | $15.15 | 48,752 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-11-03 | 1,822 | $11.97 | 50,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 10,436 | $29.94 | 40,138 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-05 | 6,375 | $0.00 | 46,513 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-03 | 7,288 | $0.00 | 12,148 | $15.15 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-03 | 796 | $0.00 | 797 | $9.92 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-03 | 1,822 | $0.00 | 4,253 | $11.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-11-03 | 530 | $0.00 | 530 | $11.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,860 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 1 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 2,431 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2007-08-01 | 2016-07-31 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.61 to $30.38. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- Restricted Stock Unit (RSU) award granted on November 5, 2010. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on November 15, 2013, subject in all instances to the reporting person's continuous employment or consulting status with the company.
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