Filing Details

Accession Number:
0001140361-10-043794
Form Type:
5
Zero Holdings:
No
Publication Time:
2010-11-04 21:41:07
Reporting Period:
2010-01-02
Filing Date:
2010-11-04
Accepted Time:
2010-11-04 21:41:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
944947 Energyconnect Group Inc ECNG.OB Electrical Work (1731) 930935149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469711 P John Stremel 901 Campisi Way, Suite 260
Campbell CA 95008
Cto And Vp Grid Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2007-02-05 383,640 $0.32 383,640 No 4 M Direct
Common Stock Disposition 2007-02-23 10,000 $0.59 373,640 No 4 S Direct
Common Stock Disposition 2007-03-15 10,000 $0.56 363,640 No 4 S Direct
Common Stock Disposition 2007-03-30 10,000 $0.60 353,640 No 4 S Direct
Common Stock Disposition 2007-04-04 10,000 $0.66 343,640 No 4 S Direct
Common Stock Disposition 2007-04-10 10,000 $0.74 333,640 No 4 S Direct
Common Stock Disposition 2007-04-13 20,000 $1.05 313,640 No 4 S Direct
Common Stock Disposition 2007-04-13 10,000 $0.86 303,640 No 4 S Direct
Common Stock Disposition 2007-04-17 1,000 $1.04 302,640 No 4 S Direct
Common Stock Disposition 2007-06-27 10,000 $0.84 292,640 No 4 S Direct
Common Stock Disposition 2007-07-17 10,000 $0.89 282,640 No 4 S Direct
Common Stock Disposition 2007-12-03 10,000 $1.10 272,640 No 4 S Direct
Common Stock Disposition 2008-01-03 10,000 $0.89 262,640 No 4 S Direct
Common Stock Acquisiton 2008-02-05 575,460 $0.32 838,100 No 4 M Direct
Common Stock Acquisiton 2008-05-07 25,000 $0.40 863,100 No 4 P Direct
Common Stock Disposition 2008-05-15 7,000 $0.40 856,100 No 4 S Direct
Common Stock Disposition 2008-05-15 10,000 $0.39 846,100 No 4 S Direct
Common Stock Disposition 2008-05-16 200 $0.38 845,900 No 4 S Direct
Common Stock Disposition 2008-05-16 500 $0.42 845,400 No 4 S Direct
Common Stock Disposition 2008-05-16 2,300 $0.41 843,100 No 4 S Direct
Common Stock Disposition 2008-05-16 5,000 $0.41 838,100 No 4 S Direct
Common Stock Disposition 2008-07-17 10,000 $0.39 828,100 No 4 S Direct
Common Stock Disposition 2008-07-21 3,100 $0.41 825,000 No 4 S Direct
Common Stock Disposition 2008-07-21 10,000 $0.39 815,000 No 4 S Direct
Common Stock Disposition 2008-07-22 500 $0.42 814,500 No 4 S Direct
Common Stock Disposition 2008-07-22 500 $0.51 814,000 No 4 S Direct
Common Stock Disposition 2008-07-22 4,500 $0.44 809,500 No 4 S Direct
Common Stock Disposition 2008-07-22 5,000 $0.45 804,500 No 4 S Direct
Common Stock Disposition 2008-07-22 9,500 $0.49 795,000 No 4 S Direct
Common Stock Disposition 2008-07-22 10,000 $0.48 785,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2007-02-05 383,640 $0.00 383,640 $0.32
Common Stock Common Stock Option Acquisiton 2007-11-29 100,000 $0.00 100,000 $0.94
Common Stock Common Stock Option Disposition 2008-02-05 575,460 $0.00 575,460 $0.32
Common Stock Common Stock Warrant Acquisiton 2008-05-07 12,500 $0.00 12,500 $0.60
Common Stock Common Stock Option Acquisiton 2009-03-06 100,000 $0.00 100,000 $0.05
Common Stock Common Stock Option Acquisiton 2009-03-06 756,959 $0.00 756,959 $0.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
575,460 2007-02-05 2008-02-06 No 4 M Direct
100,000 2012-11-29 No 4 A Direct
0 2008-02-05 2008-02-06 No 4 M Direct
12,500 2008-05-07 2013-05-07 No 4 P Direct
100,000 2019-03-06 No 4 A Direct
756,959 2019-03-06 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Option $0.32 2008-02-06 959,100 959,100 Direct
Common Stock Common Stock Option $0.65 2011-11-21 42,500 42,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2008-02-06 959,100 959,100 Direct
2011-11-21 42,500 42,500 Direct
Footnotes
  1. The Reporting Person became a Section 16 officer effective December 31, 2006, the beginning of the Issuer's 2007 fiscal year.
  2. This option was granted on October 13, 2005 in conjunction with the acquisition of EnerygConnect, Inc. These options were granted with exercise dates of February 5, 2007 and February 5, 2008.
  3. 1/48th of the total shares covered by the option vest each month.
  4. 1/12th of the total shares covered by the option vest each month.
  5. 1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter.