Filing Details
- Accession Number:
- 0001209191-10-053263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 19:49:47
- Reporting Period:
- 2010-11-02
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 19:49:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240444 | P Norris Sneed | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660 | Svp, Manuf Spt & Chf Admn Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-02 | 22,000 | $53.51 | 36,417 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 25,000 | $60.92 | 61,417 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 10,533 | $36.60 | 71,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-11-02 | 5,383 | $55.63 | 77,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-02 | 66,981 | $79.93 | 10,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-11-02 | 13,000 | $0.00 | 13,000 | $79.68 |
| Common Stock | Phantom Stock Units | Disposition | 2010-11-02 | 2,444 | $79.68 | 2,444 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 22,000 | $0.00 | 22,000 | $53.51 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 25,000 | $0.00 | 25,000 | $60.92 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 10,533 | $0.00 | 10,533 | $36.60 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-02 | 5,383 | $0.00 | 5,383 | $55.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,000 | 2011-11-02 | 2020-11-01 | No | 4 | A | Direct |
| 0 | No | 4 | I | Direct | ||
| 0 | 2008-11-01 | 2015-10-31 | No | 4 | M | Direct |
| 0 | 2009-10-31 | 2016-10-30 | No | 4 | M | Direct |
| 5,267 | 2010-10-28 | 2018-10-27 | No | 4 | M | Direct |
| 10,767 | 2010-10-27 | 2019-10-26 | No | 4 | M | Direct |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $79.60 to $80.26.
- One-third of the option becomes exercisable on November 2, 2011, November 2, 2012, and November 2, 2013, respectively.
- Phantom stock units credited under the Executive Deferred Compensation Plan, each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.
Billionaire Hedge Funds
