Filing Details
- Accession Number:
- 0001127602-10-027014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 18:23:14
- Reporting Period:
- 2010-11-03
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 18:23:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016350 | Michael F Ball | 2525 Dupont Drive Irvine CA 92612 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-03 | 28,000 | $30.13 | 43,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 18,000 | $73.00 | 25,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 118,000 | $41.24 | 143,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 118,000 | $73.00 | 25,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 130,000 | $36.15 | 155,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 130,000 | $73.00 | 25,536 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-11-03 | 38,200 | $40.16 | 63,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-11-03 | 38,200 | $73.00 | 25,536 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 28,000 | $0.00 | 28,000 | $30.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 118,000 | $0.00 | 118,000 | $41.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 130,000 | $0.00 | 130,000 | $36.15 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-11-03 | 38,200 | $0.00 | 38,200 | $40.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-01-30 | No | 4 | M | Direct | |
| 0 | 2014-01-30 | No | 4 | M | Direct | |
| 0 | 2015-02-08 | No | 4 | M | Direct | |
| 114,600 | 2019-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,163 | Indirect | By 401(k) Trust |
| Common Stock | 4,542 | Indirect | By Esop Trust |
| Common Stock | 5,581 | Indirect | By Living Trust |
Footnotes
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- Includes dividends paid in shares to the Living Trust.
- The option became exercisable in four equal annual installments beginning January 31, 2004.
- The option became exercisable in four equal annual installments beginning January 30, 2005.
- The option became exercisable in four equal annual installments beginning February 9, 2006.
- The option became exercisable in four equal annual installments beginning February 20, 2010.
Billionaire Hedge Funds
