Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-01-13 06:54:51
Reporting Period:
2009-01-12
Issuer
Cik Name Symbol Sector (SIC) IRS No
1392994 First Trust Specialty Finance & Financial Opportunities Fund FGB ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400142 A. Mark Keller Confluence Investment Management Llc
349 Marshall Avenue, Suite 302
St. Louis MO 63119
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2009-01-12 500 $4.27 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct