Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-01-13 06:54:51
- Reporting Period:
- 2009-01-12
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1392994 | First Trust Specialty Finance & Financial Opportunities Fund | FGB | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400142 | A. Mark Keller | Confluence Investment Management Llc 349 Marshall Avenue, Suite 302 St. Louis MO 63119 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2009-01-12 | 5,000 | $4.36 | 9,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
