- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2010-11-04 17:11:47
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2010-11-04 17:11:47
- Original Submission Date:
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1038223||Clarient Inc||CLRT||Services-Medical Laboratories (8071)||752649072|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1240626||Jr P Frank Slattery||31 Columbia |
Aliso Viejo CA 92656
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Clarient Common Stock||Acquisiton||2007-05-07||7,500||$1.98||316,859||No||4||P||Direct|
|Clarient Common Stock||Acquisiton||2010-05-07||35,000||$1.57||351,859||No||4||M||Direct|
|Clarient Common Stock||Acquisiton||2010-06-08||10,000||$0.00||361,859||No||4||A||Direct|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Clarient Common Stock||Clarient common stock options (right to buy)||Disposition||2010-05-07||35,000||$0.00||35,000||$2.85|
|Clarient Common Stock Options (Right To Buy)||Clarient common stock options (right to buy)||Acquisiton||2010-06-08||15,000||$2.81||15,000||$2.81|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- 25% of options vest on June 30, 2010, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 2010).
- 25% of options vest on June 11, 2003, and quarterly thereafter over 3 quarters (beginning with the quarter ended September 30, 20003).
- This amendment is being filed to correct the number of derivative securities reported in Box 9. The Form 4 filed on June 9, 2010 inadvertently included 35,000 shares underlying the option, which were previously exercised on May 7, 2010.
- 10,000 restricted stock awards cliff vest on June 30, 2011.
- This amendment amends each of the Form 4s filed by the reporting person from and including May 7, 2007 to correct the amount of securities beneficially owned, as reported in Table I, Box 5. This amendment is being filed to report the purchase of 7,500 shares on 5/7/2007, as reflected in Table I, as well as the exercise of 35,000 options on 5/7/2010. Form 4s filed by the reporting person from March 12, 2010 until June 8, 2010 underreported the total amount of securities held by the reporting person by 42,500 shares. Additionally, due to a mathematical error, the amount of securities in Table I, Box 5 for the Form 4 filed on 3/15/2010 (as well as subsequent filings) underreported the total securities held by the reporting person by 14,500 shares.