Filing Details
- Accession Number:
- 0001179110-10-015609
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-11-04 17:10:18
- Reporting Period:
- 2008-05-30
- Filing Date:
- 2010-11-04
- Accepted Time:
- 2010-11-04 17:10:18
- Original Submission Date:
- 2010-06-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1038223 | Clarient Inc | CLRT | Services-Medical Laboratories (8071) | 752649072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1369200 | Jr M Dennis Smith | 31 Columbia Aliso Viejo CA 92656 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Clarient Common Stock | Acquisiton | 2008-05-30 | 25,000 | $2.02 | 355,000 | No | 4 | P | Direct | |
| Clarient Common Stock | Acquisiton | 2008-12-16 | 10,000 | $3.22 | 345,000 | No | 4 | P | Direct | |
| Clarient Common Stock | Acquisiton | 2010-06-08 | 10,000 | $0.00 | 349,400 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Footnotes
- The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.02 to 2.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges referenced.
- Award represents restricted stock, to vest as follows: 10,000 shares to cliff vest on June 30, 2011.
- This amendment amends each of the Form 4s filed by the reporting person from and including June 5, 2008 to correct the amount of securities beneficially owned, as reported in Table I, Box 5. This amendment is being filed to report the purchase of 35,000 shares on 5/30/2008 and 12/16/2008, as reflected in Table I. Form 4s filed by the reporting person from June 5, 2008 until June 8, 2010 underreported the total amount of securities held by the reporting person by 35,000 shares. Additionally, due to a mathematical error, the amount of securities in Table I, Box 5 for the Form 4 filed on 3/15/2010 (as well as subsequent filings) underreported the total securities held by the reporting person by 4,400 shares.
Billionaire Hedge Funds
