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Filing Details

Accession Number:
0001179110-10-013006
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-20 16:57:19
Reporting Period:
2010-08-18
Filing Date:
2010-08-20
Accepted Time:
2010-08-20 16:57:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1179137 D Brian Helman C/o Rosetta Stone Inc.
1919 North Lynn Street 7Th Floor
Arlington VA 22209
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-18 86,792 $6.08 101,542 No 4 M Direct
Common Stock Disposition 2010-08-18 86,792 $17.31 14,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2010-08-18 86,792 $6.08 86,792 $6.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,029 2017-03-21 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $18.00 2019-04-15 18,148 18,148 Direct
Common Stock Employee Stock Option $25.99 2020-03-15 20,581 20,581 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-04-15 18,148 18,148 Direct
2020-03-15 20,581 20,581 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $17.20 to $17.50 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
  2. 44,250 shares of restricted stock were awarded on 4/15/2009.
  3. Includes an aggregate of 20,029 shares represented by unvested stock awards. Option vests at 1/16 per quarter.
  4. Includes an aggregate of 13,611 shares represented by unvested stock awards. Option vests at 1/4 per annum.
  5. Includes an aggregate of 20,581 shares represented by unvested stock awards. Option vests at 1/4 per annum.