Filing Details

Accession Number:
0000909791-10-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-03 17:37:34
Reporting Period:
2010-11-01
Filing Date:
2010-11-03
Accepted Time:
2010-11-03 17:37:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
939376 W Arthur Zafiropoulo 3050 Zanker Road
San Jose CA 95134
Chairman Of The Board And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-01 25,900 $17.72 965,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in June 2009.
  2. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $17.39 to a high of $18.15 per share. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  3. Includes (i) 75,000 shares subject to restricted stock units (RSUs) which will vest in three successive equal annual installments upon the completion of each year of service over the three-year period measured from January 1, 2008, and the underlying shares will be issued on January 31, 2011, (ii) 100,000 shares subject to RSUs which will vest in three successive equal annual installments upon the completion of each year of service over the three-year period measured from January 1, 2009, and the underlying shares will be issued on January 31, 2012, and (iii) 100,000 shares subject to RSUs which will vest in a series of fifty successive equal monthly installments upon the completion of each month of service over the fifty-month period measured from January 1, 2010 and the underlying shares will be issued on January 31 of the year following the year they vest (or in March 2014 for the two monthly installments that vest in that year).