Filing Details

Accession Number:
0001209191-10-052924
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-03 16:25:40
Reporting Period:
2010-11-02
Filing Date:
2010-11-03
Accepted Time:
2010-11-03 16:25:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044566 Cna Surety Corp SUR Surety Insurance (6351) 344144905
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207771 A Thomas Pottle 624 Pottawamie Trail
Batavia IL 60510
Svp. Credit And Field Op No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Cna Surety Stock Acquisiton 2010-11-02 7,800 $14.61 9,800 No 4 M Direct
Cna Surety Stock Acquisiton 2010-11-02 2,300 $9.35 12,100 No 4 M Direct
Cna Surety Stock Acquisiton 2010-11-02 7,600 $9.42 19,700 No 4 M Direct
Cna Surety Stock Acquisiton 2010-11-02 6,100 $12.06 25,800 No 4 M Direct
Cna Surety Stock Acquisiton 2010-11-02 5,400 $13.07 31,200 No 4 M Direct
Cna Surety Stock Acquisiton 2010-11-02 2,350 $16.35 33,550 No 4 M Direct
Cna Surety Stock Options Disposition 2010-11-02 31,550 $23.18 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,950 $0.00 1,950 $14.61
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,950 $0.00 1,950 $14.61
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,950 $0.00 1,950 $14.61
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,950 $0.00 1,950 $14.61
Common Stock CNA Surety Stock Options Disposition 2010-11-02 400 $0.00 400 $9.35
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,900 $0.00 1,900 $9.35
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,900 $0.00 1,900 $9.42
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,900 $0.00 1,900 $9.42
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,900 $0.00 1,900 $9.42
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,900 $0.00 1,900 $9.42
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,525 $0.00 1,525 $12.06
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,525 $0.00 1,525 $12.06
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,525 $0.00 1,525 $12.06
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,525 $0.00 1,525 $12.06
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,350 $0.00 1,350 $13.07
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,350 $0.00 1,350 $13.07
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,350 $0.00 1,350 $13.07
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,350 $0.00 1,350 $13.07
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,175 $0.00 1,175 $16.35
Common Stock CNA Surety Stock Options Disposition 2010-11-02 1,175 $0.00 1,175 $16.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-11-13 2011-11-13 No 4 M Direct
0 2003-11-13 2011-11-13 No 4 M Direct
0 2004-11-13 2011-11-13 No 4 M Direct
0 2005-11-13 2011-11-13 No 4 M Direct
0 2005-11-19 2012-11-19 No 4 M Direct
0 2006-11-19 2012-11-19 No 4 M Direct
0 2004-11-11 2013-11-11 No 4 M Direct
0 2005-11-11 2013-11-11 No 4 M Direct
0 2006-11-11 2013-11-11 No 4 M Direct
0 2007-11-11 2013-11-11 No 4 M Direct
0 2005-11-09 2014-11-09 No 4 M Direct
0 2006-11-09 2014-11-09 No 4 M Direct
0 2007-11-09 2014-11-09 No 4 M Direct
0 2008-11-09 2014-11-09 No 4 M Direct
0 2006-10-25 2015-10-25 No 4 M Direct
0 2007-10-25 2015-10-25 No 4 M Direct
0 2008-10-25 2015-10-25 No 4 M Direct
0 2009-10-25 2015-10-25 No 4 M Direct
0 2009-02-08 2018-02-08 No 4 M Direct
0 2010-02-08 2018-02-08 No 4 M Direct
Footnotes
  1. Employee exercised options.