Filing Details
- Accession Number:
- 0001209191-10-052722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 19:25:59
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 19:25:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395199 | Rajiv Khemani | C/O Cavium Networks, Inc. 805 E. Middlefield Road Mountain View CA 94043 | Vp & Gm, Networking & Comm. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-29 | 79,289 | $19.20 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-29 | 79,289 | $31.29 | 25,001 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2010-10-29 | 79,289 | $0.00 | 79,289 | $19.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 182,710 | 2006-03-22 | 2017-01-06 | No | 4 | M | Direct |
Footnotes
- The exercise price of the options ranges from $3.04 to $24.16 per share.
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 27, 2010.
- Shares were sold ranging from $30.94 per share to $31.50 per share.
- The exercisbale date of the options ranges from 03/22/2006 to 1/6/2010
- The expiration date of the options ranges from 1/18/2015 to 01/06/2017
Billionaire Hedge Funds
