Filing Details

Accession Number:
0001193805-10-002685
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-11-02 17:56:55
Reporting Period:
2009-08-21
Filing Date:
2010-11-02
Accepted Time:
2010-11-02 17:56:55
Original Submission Date:
2009-08-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278876 Michael James Weber C/O Falconstor Software, Inc.
2 Huntington Quadrangle
Melville NY 11747
V.p., Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-08-21 10,000 $0.35 148,000 No 4 M Direct
Common Stock Disposition 2009-08-21 10,000 $5.40 138,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2009-08-21 10,000 $0.00 10,000 $0.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,139 2010-10-31 No 4 M Direct
Footnotes
  1. This amendment is being filed to report the exercise of options to purchase 10,000 shares of common stock on August 21, 2009. The sale of the 10,000 shares of common stock acquired upon the exercise of such options was reported in the original Form 4.
  2. All of these options have vested.