Filing Details
- Accession Number:
- 0001317212-10-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 17:16:16
- Reporting Period:
- 2010-10-29
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 17:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438223 | L. Robert Tirva | 5300 California Avenue Irvine CA 92617 | Svp & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-10-29 | 7,970 | $23.41 | 88,235 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-10-29 | 4,691 | $22.89 | 92,926 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2010-10-29 | 12,661 | $40.96 | 80,265 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-10-29 | 4,000 | $41.00 | 76,265 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-29 | 7,970 | $0.00 | 7,970 | $23.41 |
Class A Common Stock | Employee stock option (right to buy) | Disposition | 2010-10-29 | 4,691 | $0.00 | 4,691 | $22.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-11-09 | No | 4 | M | Direct | |
0 | 2013-12-06 | No | 4 | M | Direct |
Footnotes
- Such transaction was executed in multiple trades at prices ranging from $40.95 to $40.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 12,951 shares that are held as Class A common stock and (ii) 63,314 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are fully vested and immediately exercisable.