Filing Details

Accession Number:
0001140361-10-043178
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-02 16:45:00
Reporting Period:
2010-11-01
Filing Date:
2010-11-02
Accepted Time:
2010-11-02 16:45:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880643 Genta Inc De GETA Biological Products, (No Disgnostic Substances) (2836) 330326866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1100843 Jr P Raymond Warrell C/O Genta Incorporated
200 Connell Drive
Berkeley Heights NJ 07922
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-11-01 24,232 $0.04 44,841,592 No 4 C Direct
Common Stock Disposition 2010-11-01 24,232 $0.06 44,817,360 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 15% Senior Convertible Promissory Note due June 9, 2011 Disposition 2010-11-01 0 $0.00 24,232 $0.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,812,356 2008-10-07 2011-06-09 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 635,187 Indirect By Spouse
Footnotes
  1. Includes 24,232 shares of common stock held in a joint account with Dr. Warrell's spouse, Dr. Itri, 768,817 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units, 43,812,356 shares of common stock issuable upon the conversion of Seniot Secured Convertible Promissory Notes due June 9, 2011 (the Notes) and 236,187 shares of common stock issuable upon the conversion of the Notes held by Dr. Warrell's IRA.
  2. Includes 280,894 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units and 354,293 shares of common stock issuable upon the conversion of the Notes held in Dr. Itri's IRA.