Filing Details
- Accession Number:
- 0000950103-10-003219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-11-02 14:36:48
- Reporting Period:
- 2010-11-01
- Filing Date:
- 2010-11-02
- Accepted Time:
- 2010-11-02 14:36:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013238 | Aradigm Corp | ARDM | Electromedical & Electrotherapeutic Apparatus (3845) | 943133088 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 353278 | S A Nordisk Novo | Novo Alle Dk 2880 Bagsvaerd Denmark G7 00000 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Disposition | 2010-11-01 | 236,406 | $0.17 | 27,337,266 | No | 4 | S | Indirect | By Novo Nordisk Delivery Technologies Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Novo Nordisk Delivery Technologies Inc. |
Footnotes
- The securities were sold in three trade lots with the price ranging from 0.1613 per share to 0.1760 per share (118,450 shares sold at 0.1613 per share; 92,956 shares sold at 0.1670 per share; 25,000 shares sold at 0.1760 per share).
- Novo Nordisk Delivery Technologies Inc. is a wholly-owned subsidiary of Novo Nordisk A/S. Novo Nordisk A/S directly holds 26,204,122 shares of common stock of Aradigm Corporation. In addition, Novo Nordisk Inc. holds 1,133,144 shares of common stock of Aradigm Corporation.
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