Filing Details

Accession Number:
0001250617-10-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-02 13:13:57
Reporting Period:
2010-10-29
Filing Date:
2010-11-02
Accepted Time:
2010-11-02 13:13:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92769 Spectrum Control Inc SPEC Electronic Components, Nec (3679) 251196447
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257223 A Richard Southworth 8031 Avonia Road
Fairview PA 16415
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-29 10,487 $14.79 153,212 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,425 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $9.30 2012-12-03 20,000 20,000 Direct
Common Stock Options $5.75 2014-01-07 40,000 40,000 Direct
Common Stock Incentive Stock Options $12.72 2015-06-01 23,000 23,000 Direct
Common Stock Non-Qualified Stock Options $12.72 2015-06-01 17,000 17,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-03 20,000 20,000 Direct
2014-01-07 40,000 40,000 Direct
2015-06-01 23,000 23,000 Direct
2015-06-01 17,000 17,000 Direct
Footnotes
  1. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 11/1/2011.
  2. 1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
  3. 1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
  4. These shares are held jointly with the reporting persons spouse.