Filing Details

Accession Number:
0001144204-10-056737
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 18:01:40
Reporting Period:
2010-10-28
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 18:01:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503884 B. Christopher Woodward 76 Batterson Park Road
Farmington CT 06032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-28 2,000 $16.00 2,000 No 4 P Indirect By Trust
Common Stock Acquisiton 2010-11-01 500 $14.96 2,500 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Footnotes
  1. Shares beneficially owned by the Reporting Person through the Christopher Woodward TTEE Susan Woodward TTEE of the Woodward Family Trust UAD 11/15/1990.