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Home > Insider Trading > Filing (0001256727-10-000002)

Filing Details

Accession Number:: 0001256727-10-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-11-01 17:48:40
Reporting Period:: 2010-10-26

Filing Date:: 2010-11-01
Accepted Time:: 2010-11-01 17:48:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
873198	Applied Visual Sciences Inc.	APVS	Wholesale-Computers & Peripheral Equipment & Software (5045)	541521616

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1256727	W Sean Kennedy			Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2010-10-26	588,413	$0.25	616,463	No	5	P	Direct
Common Stock, $0.001 Par Value	Acquisiton	2010-10-26	200,000	$0.31	816,463	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct
No	5	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $0.001 Par Value	Common Stock Purchase Warrants	Acquisiton	2010-10-26	588,413	$0.25	588,413	$0.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,237,813	2010-10-26	2015-10-26	Yes	5	P	Direct