Filing Details

Accession Number:
0001415484-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 17:16:24
Reporting Period:
2010-10-26
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 17:16:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873198 Applied Visual Sciences Inc. APVS Wholesale-Computers & Peripheral Equipment & Software (5045) 541521616
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415484 Francis Richard Borrelli 1 Countryside Lane
Salem MA 01970
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2010-10-26 315,473 $0.25 316,373 No 5 P Direct
Common Stock, $0.001 Par Value Acquisiton 2010-10-26 200,000 $0.31 516,373 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Commom Stock, $0.001 Par Value Common Stock Purchase Warrants Acquisiton 2010-10-26 315,473 $0.25 315,473 $0.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
891,873 2010-10-26 2015-10-26 Yes 5 P Direct