Filing Details

Accession Number:
0001209191-10-052365
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 17:06:54
Reporting Period:
2010-10-28
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 17:06:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173431 Td Ameritrade Holding Corp AMTD Security Brokers, Dealers & Flotation Companies (6211) 820543156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187589 S L Ellen Koplow 4211 South 102Nd St.
Omaha NE 68127
Executive Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-10-28 7,393 $7.81 83,094 No 4 M Direct
Common Stock Disposition 2010-10-28 7,393 $17.00 75,701 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-10-28 7,393 $0.00 7,393 $7.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,168 Indirect By 401(k) plan
Footnotes
  1. The option vested annually from the date of grant over 4 years.