Filing Details

Accession Number:
0001000045-10-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-11-01 11:44:23
Reporting Period:
2010-10-29
Filing Date:
2010-11-01
Accepted Time:
2010-11-01 11:44:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1265079 L Peter Vosotas 2454 Mcmullen Booth Road
Bldg C Suite 501B
Clearwater FL 33759
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-29 5,000 $10.47 1,307,685 No 4 S Indirect By Vosotas Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vosotas Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 376,176 Direct
Common Stock 34,747 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $2.35 2019-04-01 27,500 27,500 Direct
Common Stock Stock Option (right to buy) $2.38 2010-03-31 55,000 55,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-04-01 27,500 27,500 Direct
2010-03-31 55,000 55,000 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on December 8, 2009.
  2. The option vests in two equal annual installments beginning on April 1, 2010.
  3. The option vests in two equal annual installments beginning on March 31, 2010.