Filing Details

Accession Number:
0001140361-10-042557
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-28 17:01:56
Reporting Period:
2010-10-28
Filing Date:
2010-10-28
Accepted Time:
2010-10-28 17:01:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763532 Lsi Industries Inc LYTS Electric Lighting & Wiring Equipment (3640) 310888951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364710 Fred Jalbout 7809 Trans Canada
Montreal A8 H4S IL3
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2010-10-28 7,677 $8.69 0 No 4 S Indirect By corporation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By corporation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy $14.36 2016-06-02 20,000 20,000 Direct
Common Stock Option to Buy $19.76 2017-08-24 25,000 25,000 Direct
Common Stock Option to Buy $8.98 2018-08-22 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-06-02 20,000 20,000 Direct
2017-08-24 25,000 25,000 Direct
2018-08-22 25,000 25,000 Direct
Footnotes
  1. The corporation, Saco, of which the reporting person beneficially owns 50%, acquired these shares pursuant to the SPA. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
  2. Non-qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options are exercisable at a rate of 25% per year of the aggregate grant, beginning on the 1st anniversary of the grant date.
  3. The options vest in equal annual amounts of 25% per year beginning on August 22, 2009.
  4. Prices range from $8.60 per share to $8.75 per share. The reporting person undertakes to provide full pricing information if requested by the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.