Filing Details
- Accession Number:
- 0001209191-10-051666
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-26 17:14:23
- Reporting Period:
- 2010-10-22
- Filing Date:
- 2010-10-26
- Accepted Time:
- 2010-10-26 17:14:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1299345 | W James Mcgill | Eaton Center 1111 Superior Ave. Cleveland OH 44114 | Evp - Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2010-10-22 | 4,000 | $87.88 | 40,821 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 5,544 | $34.65 | 46,365 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-10-22 | 5,544 | $87.79 | 40,821 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 6,538 | $40.60 | 47,359 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-10-22 | 6,538 | $87.78 | 40,821 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 11,258 | $36.47 | 52,079 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-10-22 | 11,258 | $87.81 | 40,821 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2010-10-22 | 1,136 | $87.92 | 39,685 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2010-10-22 | 1,137 | $87.90 | 38,548 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2010-10-22 | 1,125 | $87.95 | 37,423 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 2,856 | $34.65 | 40,279 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 2,462 | $40.60 | 42,741 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2010-10-22 | 2,741 | $36.47 | 45,482 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Disposition | 2010-10-22 | 11,258 | $36.47 | 11,258 | $36.47 |
| Common Shares | Stock Option | Disposition | 2010-10-22 | 2,741 | $36.47 | 2,741 | $36.47 |
| Common Shares | Stock Option | Disposition | 2010-10-22 | 6,538 | $40.60 | 6,538 | $40.60 |
| Common Shares | Stock Option | Disposition | 2010-10-22 | 2,462 | $40.60 | 2,462 | $40.60 |
| Common Shares | Stock Option | Disposition | 2010-10-22 | 5,544 | $34.65 | 5,544 | $34.65 |
| Common Shares | Stock Option | Disposition | 2010-10-22 | 2,856 | $34.65 | 2,856 | $34.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,741 | 2002-02-27 | 2011-02-27 | No | 4 | M | Direct |
| 0 | 2002-02-27 | 2011-02-27 | No | 4 | M | Direct |
| 2,462 | 2003-02-26 | 2012-02-26 | No | 4 | M | Direct |
| 0 | 2003-02-26 | 2012-02-26 | No | 4 | M | Direct |
| 2,856 | 2004-02-25 | 2013-02-25 | No | 4 | M | Direct |
| 0 | 2004-02-25 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 4,250 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.87 - $87.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.78 - $87.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.77 - $87.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.81 - $87.845. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares were delivered to the issuer to pay for the applicable option exercise price.
- These shares are held in the Eaton Savings Plan.
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