Filing Details
- Accession Number:
- 0001127602-10-025832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-21 17:53:02
- Reporting Period:
- 2010-10-19
- Filing Date:
- 2010-10-21
- Accepted Time:
- 2010-10-21 17:53:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341439 | Oracle Corp | ORCL | Services-Prepackaged Software (7372) | 542185193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496338 | Steve Yeung Au | C/O Delphi Asset Management Corp. 6005 Plumas Street, Suite 100 Reno NV 89519 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-10-19 | 150,000 | $23.18 | 163,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-19 | 103,609 | $21.04 | 266,965 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-19 | 13,910 | $13.93 | 280,875 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-10-19 | 4,655 | $14.47 | 285,530 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-10-19 | 272,174 | $28.83 | 13,356 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-10-19 | 150,000 | $0.00 | 150,000 | $23.18 |
| Common Stock | Stock Option | Disposition | 2010-10-19 | 103,609 | $0.00 | 103,609 | $21.04 |
| Common Stock | Stock Option | Disposition | 2010-10-19 | 13,910 | $0.00 | 13,910 | $13.93 |
| Common Stock | Stock Option | Disposition | 2010-10-19 | 4,655 | $0.00 | 4,655 | $14.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2018-06-05 | No | 4 | M | Direct | |
| 396,391 | 2019-07-02 | No | 4 | M | Direct | |
| 8,373 | 2014-04-11 | No | 4 | M | Direct | |
| 0 | 2016-05-10 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.8006 to $28.8567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This includes 6,678 shares of unvested restricted stock units.
- Option vests 25% annually on anniversary of grant date.
- Option vests monthly with next vest date on 11/11/10 and will be fully vested on 4/11/11.
- Option fully vested and exercisable.
Billionaire Hedge Funds
