Filing Details
- Accession Number:
- 0000014693-10-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-14 16:47:59
- Reporting Period:
- 2010-10-13
- Filing Date:
- 2010-10-14
- Accepted Time:
- 2010-10-14 16:47:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197232 | Jr S James Welch | 850 Dixie Highway Louisville KY 40210 | Vice Chairman Strategy And Hr | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Comon | Acquisiton | 2010-10-13 | 9,492 | $26.67 | 18,767 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2010-10-13 | 6,469 | $61.45 | 12,298 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2010-10-13 | 3,023 | $62.15 | 9,275 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | Disposition | 2010-10-13 | 9,492 | $0.00 | 9,492 | $26.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-05-01 | 2011-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 12,451 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | $25.06 | 2005-05-01 | 2012-04-30 | 9,658 | 9,658 | Direct |
| Class B Common | Non-Qualified Stock Option (right to buy) | $36.35 | 2007-05-01 | 2014-04-30 | 15,730 | 15,730 | Direct |
| Class B Common | Stock Appreciation Rights | $46.19 | 2008-05-01 | 2015-04-30 | 14,543 | 14,543 | Direct |
| Class B Common | Stock Appreciation Right | $56.50 | 2009-05-01 | 2016-04-30 | 8,344 | 8,344 | Direct |
| Class B Common | Stock Appreciation Right | $54.58 | 2010-05-01 | 2017-04-30 | 14,804 | 14,804 | Direct |
| Class B Common | Stock Appreciation Right | $57.40 | 2011-05-01 | 2018-04-30 | 13,588 | 13,588 | Direct |
| Class B Common | Stock Appreciation Right | $43.72 | 2012-05-01 | 2019-04-30 | 19,481 | 19,481 | Direct |
| Class B Common | Stock Appreciation Right | $62.13 | 2013-05-01 | 2020-04-30 | 19,463 | 19,463 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-04-30 | 9,658 | 9,658 | Direct |
| 2014-04-30 | 15,730 | 15,730 | Direct |
| 2015-04-30 | 14,543 | 14,543 | Direct |
| 2016-04-30 | 8,344 | 8,344 | Direct |
| 2017-04-30 | 14,804 | 14,804 | Direct |
| 2018-04-30 | 13,588 | 13,588 | Direct |
| 2019-04-30 | 19,481 | 19,481 | Direct |
| 2020-04-30 | 19,463 | 19,463 | Direct |
Footnotes
- Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.09 to $62.22, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
Billionaire Hedge Funds
