Filing Details
- Accession Number:
- 0001445116-10-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-14 12:02:08
- Reporting Period:
- 2010-10-04
- Filing Date:
- 2010-10-14
- Accepted Time:
- 2010-10-14 12:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169770 | First Pactrust Bancorp Inc | FPTB | National Commercial Banks (6021) | 043639825 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 904217 | Partnership Limited America Of Investors | 135 N Meramec Clayton MO 63105 | No | No | No | Yes | |
| 927387 | F James Dierberg | No | No | No | Yes | ||
| 1405170 | First Capital America, Inc. | 135 North Meramec Clayton MO 63105 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-10-04 | 6,700 | $10.60 | 115,300 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-05 | 2,100 | $10.57 | 113,200 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-06 | 11,300 | $10.50 | 101,900 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-07 | 22,600 | $10.55 | 79,300 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-08 | 28,000 | $10.56 | 51,300 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-11 | 2,500 | $10.55 | 48,800 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2010-10-12 | 15,000 | $10.55 | 33,800 | No | 4 | S | Indirect | See Note |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 268,000 | Indirect | See Note |
| Common Stock | 43,680 | Indirect | See Note |
Footnotes
- These securities are owned by Investors of America, Limited Partnership ("Investors") and may be deemed to be indirectly owned by First Capital America, Inc. ("First Capital") and James F. Dierberg, Trustee of the James F. Dierberg Living Trust Dated 10/8/85 ("JFD Lvg Trust"). Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and First Securities America, Inc. ("FSA"), the General Partner of Investors. First Capital and JFD Lvg Trust disclaim beneficial ownership of these securities.
- These securities are owned by First Capital and may be deemed to be indirectly owned by Investors and JFD Lvg Trust. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and JFD Lvg Trust disclaim beneficial ownership of these securities.
- These securities are owned by JFD Lvg Trust and may be deemed to be indirectly owned by Investors and First Capital. Members of the Dierberg Family and the Dierberg Family Trusts are shareholders of First Capital and FSA, the General Partner of Investors. Investors and First Capital disclaim beneficial ownership of these securities.
Billionaire Hedge Funds
