Filing Details

Accession Number:
0001019687-10-003654
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-13 19:22:00
Reporting Period:
2010-10-07
Filing Date:
2010-10-13
Accepted Time:
2010-10-13 19:22:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd.
A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-07 42,000 $1.29 5,977,288 No 4 S Direct
Common Stock Disposition 2010-10-08 22,500 $1.36 5,954,788 No 4 S Direct
Common Stock Disposition 2010-10-11 16,200 $1.21 5,938,580 No 4 S Direct
Common Stock Disposition 2010-10-12 9,000 $1.22 5,929,580 No 4 S Direct
Common Stock Disposition 2010-10-13 12,000 $1.31 5,917,580 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct