Filing Details

Accession Number:
0001209191-10-050073
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-12 15:57:29
Reporting Period:
2010-10-08
Filing Date:
2010-10-12
Accepted Time:
2010-10-12 15:57:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403480 H Lizabeth Zlatkus The Hartford Financial Services Group -
One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-08 8,127 $24.00 29,358 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 52,815 Direct
Restricted Stock 4,600 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $65.99 2014-02-20 13,655 13,655 Direct
Common Stock Stock Options $71.27 2015-02-19 8,923 8,923 Direct
Common Stock Stock Options $83.00 2016-02-15 14,689 14,689 Direct
Common Stock Stock Options $93.69 2017-02-27 15,791 15,791 Direct
Common Stock Stock Options $92.69 2017-07-30 3,538 3,538 Direct
Common Stock Stock Options $74.88 2018-02-26 38,240 38,240 Direct
Common Stock Stock Options $7.04 2019-02-25 179,538 179,538 Direct
Common Stock Restricted Units $0.00 2012-02-25 64,684 64,684 Direct
Common Stock Restricted Units $0.00 2012-11-05 19,438 19,438 Direct
Common Stock Restricted Units $0.00 2013-02-25 44,645 44,645 Direct
Common Stock Deferred Units $0.00 2011-11-05 6,093 6,093 Direct
Common Stock Deferred Units $0.00 2012-02-25 12,088 12,088 Direct
Common Stock Deferred Units $0.00 2013-05-03 10,135 10,135 Direct
Common Stock Deferred Units $0.00 2013-08-06 4,346 4,346 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-20 13,655 13,655 Direct
2015-02-19 8,923 8,923 Direct
2016-02-15 14,689 14,689 Direct
2017-02-27 15,791 15,791 Direct
2017-07-30 3,538 3,538 Direct
2018-02-26 38,240 38,240 Direct
2019-02-25 179,538 179,538 Direct
2012-02-25 64,684 64,684 Direct
2012-11-05 19,438 19,438 Direct
2013-02-25 44,645 44,645 Direct
2011-11-05 6,093 6,093 Direct
2012-02-25 12,088 12,088 Direct
2013-05-03 10,135 10,135 Direct
2013-08-06 4,346 4,346 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date.
  3. The option became fully exercisable as of February 17, 2008, the third anniversary of the grant date.
  4. The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
  5. The option became fully exercisable on February 27, 2010, the third anniversary of the grant date.
  6. The option became fully exercisable on July 30, 2010, the third anniversary of the grant date.
  7. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2011, three years from the date of the grant.
  8. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009.
  9. Each restricted unit will vest on the expiration date and be settled in cash immediately folllowing the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange.
  10. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
  11. Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the company's common stock on the Valuation Date as reported on the New York Stock Exchange.
  12. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  13. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  14. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  15. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.