Filing Details
- Accession Number:
- 0001209191-10-049932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-12 07:46:44
- Reporting Period:
- 2010-10-07
- Filing Date:
- 2010-10-12
- Accepted Time:
- 2010-10-12 07:46:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1047092 | Richard Lampen | 4400 Biscayne Boulevard 12Th Floor Miami FL 33137 | President And Ceo | Yes | Yes | No | No |
Transaction Summary
Purchased: | 2,500 shares | Avg. Price: $1.13 | Total Value: $2,825.00 |
Number of Shares After Transactions: | 626,131 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-10-07 | 2,500 | $1.13 | 626,131 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |