Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-11-17 15:07:02
Reporting Period:
2009-11-13
Issuer
Cik Name Symbol Sector (SIC) IRS No
704159 Paulson Capital Corp PLCC ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470929 Shannon Pratt 811 Sw Naito Parkway
Suite 200
Portland OR 97204
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-11-13 6,000 $1.35 21,204 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct