Filing Details

Accession Number:
0000891839-10-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-26 16:50:34
Reporting Period:
2010-08-25
Filing Date:
2010-08-26
Accepted Time:
2010-08-26 16:50:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249710 R James Lines C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-25 2,000 $13.22 24,458 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,570 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $7.98 2010-06-01 2016-06-01 7,500 7,500 Direct
Common Stock Stock Option (Right to Buy) $6.84 2010-07-27 2016-07-27 3,750 3,750 Direct
Common Stock Stock Option (Right to Buy) $6.90 2017-05-31 9,894 9,894 Direct
Common Stock Stock Option (Right to Buy) $30.88 2018-05-29 2,532 2,532 Direct
Common Stock Stock Option (Right to Buy) $15.22 2019-05-28 5,922 5,922 Direct
Common Stock Stock Option (Right to Buy) $15.25 2020-05-20 4,638 4,638 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-06-01 7,500 7,500 Direct
2016-07-27 3,750 3,750 Direct
2017-05-31 9,894 9,894 Direct
2018-05-29 2,532 2,532 Direct
2019-05-28 5,922 5,922 Direct
2020-05-20 4,638 4,638 Direct
Footnotes
  1. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
  2. This option was previously reported by Mr. Lines.
  3. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/31/07 grant date.
  4. This option was previously reported by Mr. Lines and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.
  5. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
  6. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.