Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-12-10 09:15:15
Reporting Period:
2009-11-01
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165096 B Daniel Steadman 7250 Redwood Blvd., Suite 200
Novato CA 94945
Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-12-09 1,000 $2.70 28,166 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct