Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-12-09 13:37:11
Reporting Period:
2009-12-07
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123541 Penson Worldwide Inc PNSN ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356300 Engemoen Roger J Jr Engemoen Investments Llc Engemoen Family C/O Penson Worldwide, Inc. C/O Penson Wo
1700 Pacific Ave, Suite 1400 1700 Pacifi
Dallas Dallas Dallas TX 75201 7520
Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-12-08 63,311 $9.17 2,437,855 No 4 S Indirect By Engemoen Family Partnership Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Engemoen Family Partnership Ltd.