Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-11-03 15:25:52
Reporting Period:
2009-10-30
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 Trust Quercus Chavez Monica Gelbaum David Gelbaum 1835 Newport Blvd. 1835 Newport Blvd. 18
A109-Pmb 467 A109-Pmb 467 A109-Pmb 467
Costa Mesa Costa Mesa Costa Me CA 92627 9262
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2009-10-30 933,334 $700,000.00 3,636,226 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct