Filing Details
- Accession Number:
- 0001249030-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-08 11:12:25
- Reporting Period:
- 2010-10-06
- Filing Date:
- 2010-10-08
- Accepted Time:
- 2010-10-08 11:12:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249030 | W Kenneth Mcarthur | 1043 Annette Court Rr 1 Po Box Ar-84 Bowen Island A1 V0N 1G0 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Non Voting Common Stock | Acquisiton | 2010-10-06 | 5,000 | $19.99 | 30,000 | No | 4 | M | Direct | |
| Class A Non Voting Common Stock | Disposition | 2010-10-06 | 3,100 | $28.40 | 26,900 | No | 4 | S | Direct | |
| Class A Non Voting Common Stock | Disposition | 2010-10-06 | 1,749 | $28.00 | 25,151 | No | 4 | S | Direct | |
| Class A Non Voting Common Stock | Disposition | 2010-10-07 | 151 | $27.92 | 25,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Non Voting Common Stock | Options on Class A non voting common stock | Disposition | 2010-10-06 | 5,000 | $19.99 | 5,000 | $19.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-01 | 2010-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Non Voting Common Stock | 25,700 | Indirect | Shurway Capital Corp |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Non Voting Common Stock | Options on Class A non voting common stock | $12.33 | 2013-11-16 | 2014-05-16 | 15,000 | 15,000 | Direct |
| Class A Non Voting Common Stock | Options on Class A non voting common stock | $33.22 | 2014-07-01 | 2014-12-31 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-16 | 15,000 | 15,000 | Direct |
| 2014-12-31 | 5,000 | 5,000 | Direct |
Billionaire Hedge Funds
